Larch and Echinacea Original Research Immunological Activity of Larch Arabinogalactan and Echinacea: A Preliminary, Randomized, Double-blind, Placebo-controlled Trial Linda S. Kim, ND, Robert F. Waters, PhD, and Peter M. Burkholder, MD Abstract complement properdin may be an indication OBJECTIVE: The immunomodulating effects of of one aspect of immune system stimulation two Echinacea species, E. purpurea and E. in patients treated with either E. purpurea/E. angustifolia and larch arabinogalactan angustifolia or E. purpurea/E. angustifolia plus extracted from Larix occidentalis were larch arabinogalactan. examined in a randomized, double-blind, (Altern Med Rev 2002;7(2):138-149) placebo-controlled, prospective four-week clinical trial at a naturopathic medical school Introduction research center. SUBJECTS/MATERIALS:
Both Echinacea purpurea and EchinaceaForty-eight healthy female volunteers (22-51 y) angustifolia appear to activate non-specific cellu-
were randomly assigned to one of six groups:
lar and humoral immunity and the complement
standardized extract of E. purpurea (EP); ultra-
system.1-5 Both of these species stimulate the im-
refined E. purpurea/E. angustifolia (urEPA); E.
mune system by increasing the production and
purpurea/E. angustifolia (EPA); E. purpurea/E.
activity of leukocytes, lymphocytes, and mono-
angustifolia plus larch arabinogalactan
cytes, as well as cytokines.6-11 E. purpurea and E.(EPALA); larch arabinogalactan (LA); or angustifolia have been shown toenhance the im-
placebo. METHODS: Immunological tests with
mune system in both animal models and clinical
enumerative measurements, stool cultures for Lactobacillus acidophilus and yeast, and health-related quality of life (HRQoL) using the Medical Outcomes Study derived SF-36 self-
Linda S. Kim, ND – Medical Director of Southwest CollegeResearch Institute, the research division of Southwest
administered questionnaire were assessed at
College of Naturopathic Medicine & Health Sciences;
baseline and at four weeks. RESULTS:
member of the Institutional Review Board, ResearchAdvisory Board and Assistant Professor in the Research
Complement properdin increased by 21 percent in the EPA group (p<0.05) and by 18
Correspondence address: 2140 E. Broadway Road, Tempe,AZ 85282. E-mail: [email protected]percent in the EPALA group (p<0.05), compared to the placebo group (p>0.05). SF-36 showed
Peter M. Burkholder, MD – Professor Emeritus, Departmentof Basic Sciences at Southwest College of Naturopathic
improvements in overall physical health,
Medicine & Health Sciences; clinical professor of
vitality, and emotional health in the same two
pathology at the University of Arizona MedicalSchool,Tucson, Arizona; and consults on a National
groups (EPA and EPALA). DISCUSSION:
Institutes of Health study section for Complementary and
Volunteers in the EPA and EPALA groups had increased production of complement properdin
Robert F. Waters, PhD – Chair of Department of Research,
after four weeks of intervention. The increased
Southwest College of Naturopathic Medicine & HealthSciences; doctorate in genetics with graduate minors inbiochemistry and statistics.
Page 138 Alternative Medicine Review ◆ Volume 7, Number 2 ◆ 2002
Copyright2002 Thorne Research, Inc. All Rights Reserved. No Reprint Without Written Permission
Original Research Larch and Echinacea
trials.12-16 The enhanced immune function and pha-
IL-1β, and IL-6.40-45 Larch arabinogalactans are a
gocytic activities have been documented with natu-
class of long, densely branched high-molecular
ral killer (NK) cells, macrophages, and neutrophils
of the reticuloendothelial system. Cytokine pro-
daltons).46 High-grade arabinogalactan extracted
ductions of gamma-interferon (IFN-γ), tumor ne-
form Larix occidentalis is composed of 90-98 per-
crosis factor-alpha (TNF-α), interleukin-1 beta
cent arabinogalactan, and experimental analysis
(IL-1β), and interleukin-6 (IL-6) are some of the
has determined larch arabinogalactan to be a
immune modulators released and stimulated by
highly branched molecule of 3,6-beta-D-galac-
E. purpurea and E. angustifolia.17-20 In clinical
tan.46,47 There are numerous patents identified in
studies, Echinacea reduced symptoms of common
product development using larch arabinogalactan.
cold, influenza, and acute respiratory infections.21-
According to the Generally Recognized as Safe
24 Randomized controlled trials demonstrate sig-
(GRAS) Notice No. GRN 000047 (FDA, Center
nificant reduction in cold symptoms, increased
for Food Safety & Applied Nutrition, Office of
length of time between infections, and more rapid
Premarket Approval), functional properties of
resolution of viral infections.21-23 There have been
larch arabinogalactan permit its use as a film-
studies that did not find statistically significant
former, foam adhesive, additive, thickener, bulk-
improvement in treating the common cold with
ing agent, emulsifier, and as a therapeutic agent.
Echinacea.25 In general, however, extensive stud-
Based on food grade status and numerous studies
ies support the immune-stimulating, antitumor,
supporting the safety of larch arabinogalactan, it
and anti-inflammatory activities of Echinacea.26-
is considered to be extremely safe with minimum
30 Echinacea is generally considered to be safe with
no significant toxicity or adverse effects.31,32
bination of Echinaceaand larch arabinogalactan
polysaccharides, echinacin, echinacoside, fla-
have been reported.48 Healthy donor blood treated
vonoids, caffeic acid derivatives, essential oils,
with a combination of larch arabinogalactan, E.
polyacetylenes, alkylamides, and assorted other
purpurea, and E. angustifolia in 24-hour incuba-
chemicals. E. angustifolia and E. purpurea are the
tion showed significant increase in macrophage
most widely used and extensively studied for their
cell density, and the greatest immune cell stimu-
active components in analytical chemistry and
lation and proliferation when compared to single
clinical application. However, due to the various
agent vitamins and minerals. The same study
extraction processes (alcohol, glycerin, standard-
showed the combination Echinacea and larch
ized extracts, whole plant extracts) and delivery
arabinogalactan had a greater immune-enhancing
methods (capsule, tablet, tincture, tea) currently
effect than the individual effects of either
available, and the various parts of the Echinacea
Echinacea or larch arabinogalactan alone.
plant with unknown pharmacodynamics and phar-macokinetics (leaf, stem, flower, root, and their
Objectives
respective biologically active/marker compo-
In this study, the immune-stimulating ef-
nents), it is difficult to determine what form of
fects of combinationEchinacea and larch
the botanical is the most effective, safe, and valu-
arabinogalactan observed in previous in vitro stud-
ies using healthy donor blood samples were tested
in healthy volunteers. A randomized, double-blind,
occidentalis was shown to increase circulating
placebo-controlled trial was conducted to address
peripheral blood monocytes.40 Tumor cells pre-
the following: (1) to compare the combination
treated with larch arabinogalactan enhanced NK
therapy to monotherapies of Echinacea and larch
cell cytotoxicity and phagocytic capacities of
arabinogalactan; (2) to assess immunological out-
macrophages and lymphocytes, and increased re-
comes following a treatment period of four weeks;
lease of various cytokines, such as IFN-γ, TNF-α,
and (3) to assess quality of life outcomes of the
Alternative Medicine Review ◆ Volume 7, Number 2 ◆ 2002 Page 139
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Larch and Echinacea Original Research
intervention. In this report, the immunomodulating
recruited with newspaper advertisements and
effects of different E. purpurea whole herb and E.
posted announcements. A potential 128 female
participants were interviewed in a preliminary
arabinogalactan 90-percent concentration ex-
screening; of these, 48 were selected to partici-
tracted from Larix occidentalis, and combination
pate and randomly assigned to one of six groups.
Echinaceaand larch arabinogalactan are presented.
Only females were included in the study to re-duce variability of both outcomes and analysis of
Subjects
results. Subjects with major illness (cancer, dia-
Subject Population
betes, or cardiovascular or autoimmune/immunediseases), acute illness at enrollment and during
The clinical trial was approved by the In-
study period (upper respiratory tract infections,
stitutional Review Board (Human Subject Protec-
sinusitis, and other acute infections), or subjects
tion Review Committee) of Southwest College of
taking any known immune-enhancing or altering
Naturopathic Medicine & Health Sciences. Sub-
supplements or medication were excluded from
jects were selected according to the study inclu-
the study. All subjects were followed at Southwest
sion and exclusion criteria (Table 1). Subjects were
Naturopathic Medical Center inScottsdale, Arizona. Each subject pro-vided written, informed consent to par-
Table 1. Clinical and Demographic Data of Subjects
ticipate, and were informed of possiblerare transient reactions from takingherbal supplements, such as nausea and
CHARACTERISTIC OF SUBJECTS Evaluation of Subjects
tal signs were recorded at the beginningof the study. Subjects were interviewed
Race or ethnic group Hispanic
verse effects or changes in health or daily
activities. Lifestyle changes inconsistent
Non-smoker Healthy* No major illness No acute illness
take, recreational drug or new prescrip-tion/non-prescription drug use, strenu-
ous exercise, diet changes, and inclusion
therapies that could affect the immunesystem. *Major illness: cancer, diabetes, cardiovascular, autoimmune/immune Materials diseases. Acute illness at enrollment and Intervention Plan during study period: upper respiratory tract infections, sinusitis, and other acute infections.
four weeks, two capsules in the morn-ing and at bedtime. There were six
Page 140 Alternative Medicine Review ◆ Volume 7, Number 2 ◆ 2002
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Original Research Larch and Echinacea Table 2. Dose Description INTERVENTION THERAPY E. purpurea whole herb extract 4% phenols 1500 mg/d E. purpurea whole herb extract 4% phenols 780 mg/d Ultra refined E. purpurea whole herb and E. angustifolia root E. purpurea whole herb extract 4% phenols 908 mg/d E. purpurea whole herb 464 mg/d E. angustifolia root E. purpurea whole herb extract 4% phenols 908 mg/d E. purpurea whole herb E. angustifolia root Larch arabinogalactan 90% 1500 mg/d Larch arabinogalactan 90% 1500 mg/d Alfalfa and rice 1500 mg/d
groups in the study (Table 2): (1) E. purpurea
and excessive alcohol (Table 3). All capsules were
whole herb extract (4% phenols; 1.5 g/day) (EP);
indistinguishable in size, color, and taste. Celes-
(2) E. purpurea whole herb extract (4% phenols;
tial Seasonings, Inc. and Larex, Inc. provided the
780 mg/day), ultra-refined E. purpurea whole
investigational supplements and placebo for the
herb, and E. angustifolia root (680 mg/day)
(urEPA); (3) E. purpurea whole herb extract (4%phenols; 908 mg/day), E. purpurea whole herb
Intervention Analytical Chemistry
(464 mg/day), and E. angustifolia root (36 mg/
The E. purpurea whole herb extract (4%
day) (EPA); (4) E. purpurea whole herb extract
phenols), E. purpurea whole herb, E. angustifolia
(4% phenols; 908 mg/day), E. purpurea whole
root, and larch arabinogalactan used in the study
herb (464 mg/day), E. angustifolia root 36 mg/
were extracted from the same lot numbers. The
day, and larch arabinogalactan (90%; 1.5 g/day)
active components of theEchinacea preparations
(EPALA); (5) larch arabinogalactan (90%; 1.5 g/
were analyzed for percent phenols and microbial
day) (LA); or (6) placebo (alfalfa and rice flour;
characteristics by Nutritional Laboratories Inter-
1.5 g/day). Subjects were compliant and followed
national (Lolo, MT). Microbial analysis showed
study instructions during the four weeks, avoid-
the herbal preparations were negative for E. coli
ing new alternative therapies, dietary supplements,
Alternative Medicine Review ◆ Volume 7, Number 2 ◆ 2002 Page 141
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Larch and Echinacea Original Research Table 3. Subject Compliance Lactobacillus acidophilusand stool fungus culture
STUDY REQUIREMENTS OF SUBJECTS
ing units per gram (cfu/g). Culture medium selective
No new physical therapies during study* Alcohol < 3 drinks per week during study Compliance to dosage and pill-taking 100% No new supplements during study†
ratory (Phoenix, AZ) andSpecialty Laboratory
*Physical therapies including acupuncture, chiropractic, and other musculoskeletal/connective tissue therapies. †Supplements including nutritional, herbal, and other complementary/alternative therapies.
ing on HRQoL was as-sessed using the standardSF-36 and Symptoms Spe-
cific Assessment (SSA) derived from Medical Out-
Criteria for Response
comes Study (MOS), including gastrointestinal
The effects of the investigational supple-
function, sleep pattern, and mood.49-52 These in-
ments on the subjects’ health and immune func-
struments were self-administered by subjects at
tion were assessed with immunological tests and
baseline and at four weeks. The SSA was devel-
subjective reporting on quality of life. Vital signs
oped by the investigators to specifically address
were measured (blood pressure, radial pulse, res-
quality of life effects with respect to gastrointesti-
piration rate, and temperature), and blood and stool
nal function, sleep pattern, and mood. The SF-36
samples were collected at baseline and at four
was chosen for its multi-dimensionality, brevity,
and previous successful application in a variety
of diseases. Reponses to the 36 items on SF-36
measurements included: total white blood cell
assess a number of HRQoL domains, ranging from
(WBC), neutrophils, lymphocytes, monocytes; NK
predominantly social and emotional well-being to
cell quantitative; complement properdin (CP);
overall mental and physical health and vitality.
TNF-α; Epstein-Barr Virus viral capsid antigenIgG antibody (EBV VCA IgG Ab); cytomegalovi-rus IgG antibody (CMV IgG Ab); and aerobic
Page 142 Alternative Medicine Review ◆ Volume 7, Number 2 ◆ 2002
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Original Research Larch and Echinacea Table 4. Mean Complement Properdin and TNF-a and their P values COMPLEMENT PROPERDIN TNF-α BASELINE BASELINE Plus-minus values are means +SD. NS denotes no significance. P values by two-tailed Student's t-test. Statistical Analysis
groups and the placebo group were compared be-
The two-tailed Student’s t-test was used
tween baseline and four weeks. Self-administered
to assess the differences between baseline and end
SF-36 and SSA were also statistically analyzed
of treatment. The outcomes of the five active
for significance in the study groups. Figure 1. Mean Complement Properdin Alternative Medicine Review ◆ Volume 7, Number 2 ◆ 2002 Page 143
Copyright2002 Thorne Research, Inc. All Rights Reserved. No Reprint Without Written Permission
Larch and Echinacea Original Research Results Lab Parameters
tration increased significantly in the EPA and
EPALAgroups (Table 4). At four weeks the CP inthe EPA group was (mean [±SD]) 86±24 (baseline60±30) and in EPALA was 70±25 (baseline47±27), compared with 101±34 (baseline 96±29)in the placebo group (Figure 1). CP difference in
the EPA group between baseline and four weeks
was 26±27 (21.0% increase) (p=0.029) and in theEPALA group it was 22±19 (18.0% increase)(p=0.020); while in the placebo group it was 5±34(p=0.687). TNF-α decreased in urEPA, EPALA,and LA groups (p=0.040, p=0.034, and p=0.044,
1762 + 336 1785 + 318 1811 + 466 1408 + 386 1587 + 586 1852 + 687
respectively) (Table 4). There were no statisticallysignificant pattern changes in the hematologicalor other immunological serum chemistry (Table5). Aerobic bacterial culture for Lactobacillus aci-YMPHOCYTES MONOCYTES dophilus and fungus culture for yeast showed no
1881 + 597 1704 + 284 1845 + 438 1547 + 308 1728 + 482 1846 + 725 Quality of Life Assessment
groups at end of treatment (p=0.042 and p=0.031,
2620 + 851 2653 + 796 3364 + 1319 2640 + 800 3647 + 1183 3469 + 1440
respectively) (Table 6), and showed enhanced vi-
tality and physical, emotional and mental health. The SSA decreased in the EPA and EPALA groups(p=0.003 and p=0.015, respectively) (Table 6). The
decreases in SSA mean scores demonstrate im-
3569 + 1248 3336 + 868 3519 + 1510 2745 + 1179 3829 + 1194 3345 + 1306
provement in gastrointestinal function, sleep pat-
movements (BM) and changes in stool character-istic (looser quality and larger quantity) in the fol-
4.86 + 0.90 5.06 + 1.08 5.65 + 1.48 4.49 + 0.94 5.71 + 1.36 5.85 + 2.25
lowing frequency: EP, 4 of 8 subjects (50%);
urEPA, 3 of 7 (43%); EPA, 4 of 8 (50%); EPALA,
WBC NEUTR
3 of 7 (43%); LA, 6 of 8 (75%); and placebo, 2 of8 (25%). The changes in BM reports were most
alues are means +SD
dramatic in the larch arabinogalactan group, par-
ASELINE B 5.94 + 1.44 5.56 + 1.03 5.88 + 1.77 4.77 + 1.45 6.05 + 1.61 5.75 + 2.10
ticularly in the quality of stool consistency. The
m/mm3 m/mm3 cells/mm3 cells/mm3 cells/mm3 cells/mm3 cells/mm3 cells/mm3
majority of subjects in this group experienced
varying degrees of changes in their BM habits.
None of the subjects reported any discomfort and
did not discontinue the study due to BM changes. able 5. Plus-min T
Page 144 Alternative Medicine Review ◆ Volume 7, Number 2 ◆ 2002
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Original Research Larch and Echinacea Adverse Reactions Table 6. P values of SF-36 and Symptoms Specific
adverse reactions two weeks into the study. One volunteer in the urEPA group discon-tinued due to self-reported anxiety, nervous-
Symptoms
ness, and heart palpitation while taking the
Specific
supplements. Another volunteer in the EPgroup reported bilateral arthritic symptoms
Assessment
over her wrist, metacarpophalangeal, andproximal interphalangeal joints; however,
the symptoms were similar in location and
quality to arthritic symptoms experienced
over 10 years previously. The symptoms of
the two subjects resolved without compli-
cation upon discontinuing the supplement. Discussion E. purpurea, E. angustifolia, and
NS denotes no significance. P values by two-tailed Student's t-test.
generally well tolerated. Gastrointestinalfunction, sleep pattern, mood, and emo-tional health items of SSA improved
Figure 2. Mean Scores of Symptoms Specific Assessment Alternative Medicine Review ◆ Volume 7, Number 2 ◆ 2002 Page 145
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Larch and Echinacea Original Research
significantly in the same groups with higher SF-
variance in the baseline values of the six groups,
the outcomes of the study should be considered
groups. Based on SF-36 and SSA outcomes re-
cautiously in supporting immune effects of the
lated to HRQoL, the most significant benefits to
interventions. Thus, TNF-α decreases (p<0.05) in
subjects’ health and vitality were observed in the
the three groups – urEPA, EPALA, and LA – and
complement properdin changes (increased in EPA
and EPALA and decreased in LA) (Table 4) do
arabinogalactan are considered a good source of
not suggest immunomodulating activities of the
dietary fiber, improving intestinal microflora such
intervention in this study and remain suspect, re-
as Bifidobacterium, Lactobacillus acidophilus, and
Enterobacteriacea in human studies.53-55 Larch
The preliminary nature of the project did
arabinogalactan fibers are fermented by gas-
not include extensive screening of the subjects
trointestinal microflora resulting in the production
prior to enrollment. Testing their WBC and other
of short-chain fatty acids (especially butyrate and
immune parameters with requisite ranges (upper
propionate). These fatty acids are of particular
and lower limits) and examination of their medi-
value to colonocytes, and are the intestinal epi-
cal records with focused subject selection criteria
thelial cells’ preferred fuel for energy generation.
may have prevented such high variance in the
The fiber dense quality of larch arabinogalactan
baseline values. The wide age range (22-51); per-
may explain the greater changes in BM from the
sonal/professional background (student, working
LA intervention than from theEchinaceaformu-
professional, etc.); diverse stress indicators, diet
las or placebo. Although many of the subjects had
behaviors, and daily activities of the subjects; and
changes in their digestive habits, no conclusive
lack of matching based on such diversity may have
data pertaining to stool cultures of Lactobacillus
contributed to the dissimilar lab values. Lack of
acidophilus and yeast emerged from the study.
statistically significant activities of Echinacea and
Vital signs collected at baseline and four weeks
larch arabinogalactan formulas in this study may
showed no negative or positive correlation with
also be the result of methodology used – subject
the treatment intervention. No statistical correla-
characteristics, insufficient sample size, and in-
tions or patterns were observed with blood type
and outcomes of the study; the randomization of
This study raises questions leading to fu-
subjects to the six groups was not matched for
ture proposals to further explore the immune ef-
blood types at the beginning of the study.
fects of Echinacea and larch arabinogalactan. Pre-
vious clinical trials have shown increased secre-
concentrations in the E. purpurea/E. angustifolia
tion and activity of leukocytes and cytokines (IFN-
and E. purpurea/E. angustifolia plus larch
γ, TNF-α, IL-1β, and IL-6), while other studies
arabinogalactan groups may indicate stimulation
have supported the benefits of Echinacea and larch
of the complement immune system. Biological
arabinogalactan in reducing symptoms and recov-
activities associated with complement activation
ery time from acute respiratory tract infections,
include cell lysis, opsonization, enhanced phago-
such as the common cold and influenza. Activa-
cytosis, complement receptor activation, chemo-
tion of the complement system and increased pro-
taxis, activation of neutrophils and monocytes, and
duction of complement properdin may be another
clearance of immune complexes.56,57 The stimula-
immune factor stimulated by Echinacea and com-
tion by EPA and EPALA may result in enhanced
bination Echinacea and larch arabinogalactan.
phagocytosis and immune function, and increased
Demonstrating clinical efficacy and pharmacody-
production and release of cytokines, which can
namics of Echinacea and larch arabinogalactan
induce expression of other cytokines and immune
require more research to understand the compo-
cells, further benefiting the specific and non-spe-
nents involved in stimulating the natural immune
cific immune system. However, due to the large
Page 146 Alternative Medicine Review ◆ Volume 7, Number 2 ◆ 2002
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Original Research Larch and Echinacea
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