Hsv suppression reduces seminal hiv levels: a randomized trial
HSV suppression reduces seminal HIV-1 levels in HIV-1/HSV-2 coinfected men who have sex with men (MSM) Running head: HSV suppression to reduce seminal HIV-1 levels Author Affiliations:1Section of Infectious Disease and International Health, Dartmouth-
Hitchcock Medical Center, Lebanon, NH; 2Asociación Civil Impacta Salud y Educación,
Lima, Peru; Departments of 3Medicine, 4Laboratory Medicine, and 5Epidemiology,
University of Washington, Seattle WA; 6Vaccine and Infectious Disease Institute, Fred
Hutchinson Cancer Research Center, Seattle WA, 7Department of Global Health,
Word count: Text: 1774 Financial support: This study was supported by a research grant from GlaxoSmithKline
and NIH CFAR Clinical Research and Laboratory Core Grants AI-27757 & AI-38858,
Informed consent: Written informed consent was obtained from all participants. Human
experimentation guidelines of the U.S. Department of Health and Human Services and
the individual institutions were followed in the conduct of the clinical research.
Presentation of this work: This work was presented in part at the 17th Annual Meeting
of 17th ISSTDR Meeting - 10th IUSTI World Congress July 30, 2007, Seattle, WA.
Potential Conflict of Interest Disclosure: Dr. Celum has received research grant
support from GlaxoSmithKline and has served on an advisory board for
GlaxoSmithKline. Dr. Jorge Sanchez has received grant support from GlaxoSmithKline.
Dr. Wald has received grant support from National Institutes of Health,
GlaxoSmithKline, Antigenics, and Astellas. She has been a consultant for Novartis,
Powdermed, and Medigene and a speaker for Merck Vaccines. The University of
Washington Virology Division Laboratories have received grant funding from
GlaxoSmithKline and Novartis to perform HSV serologic assays and PCR assays for
studies funded by these companies. Dr. Corey directs these laboratories. He receives no
Trial Registration: This trial has been registered at clinical trials.gov: NCT00378976. Corresponding author: Richard A. Zuckerman, MD, MPH, Section of Infectious
Disease and International Health, Dartmouth-Hitchcock Medical Center
One Medical Center Drive, Lebanon, NH 03756, Phone: (603) 650-6060, Fax: (603)
Abstract: Objectives: Suppressive HSV therapy can decrease plasma, cervical, and rectal HIV-1
levels in HSV-2/HIV-1 co-infected persons. We evaluated the effect of HSV-2
Design: Twenty antiretroviral therapy (ART)–naive HIV-1/HSV-2–MSM in Lima, Peru,
with CD4 cell counts >200 cells/µL randomly received valacyclovir 500 mg twice daily
or placebo for 8 weeks, then the alternative regimen for 8 weeks after a 2 week washout.
Peripheral blood and semen specimens were collected weekly. Anogenital swab
specimens for HSV DNA were self-collected daily and during clinic visits.
Methods: HIV-1 RNA was quantified in seminal and blood plasma by TaqMan real-time
polymerase chain reaction (rt-PCR) or Roche Amplicor Monitor assays. HSV and
seminal cytomegalovirus (CMV) were quantified by rt-PCR. Linear mixed models
examined differences within subjects by treatment arm.
Results: Median CD4 count of participants was 424 cells/µL. HIV-1 was detected in
71% of 231 semen specimens. HSV was detected from 29% and 4.4% of swabs on
placebo and valacyclovir, respectively (P<0.001). Valacyclovir significantly reduced the
proportion of days with detectable seminal HIV-1 (63% during valacyclovir vs. 78%
during placebo, p=0.04). The quantity of HIV-1 in semen was 0.25 log10 copies/mL
lower (95%CI -0.40 to -0.10, p=0.001) during the valacyclovir arm compared with
placebo, a 44% reduction. CD4 count (p=0.32) and seminal cellular CMV quantity
(p=0.68) did not predict seminal plasma HIV-1 level.
Conclusions: Suppressive valacyclovir reduced seminal HIV-1 levels in HIV-1/HSV-2
co-infected MSM not receiving ART. The significance of this finding will be evaluated in
a trial with HIV-1 transmission as the outcome.
Word count: Abstract: 250 Key Words: seminal plasma, HIV-1, viral load, HSV-2, valacyclovir, herpes, blood INTRODUCTION
The earliest reports of interactions between HSV-2 and HIV-1 infections were from the
1980s, including among men who have sex with men (MSM)1. Recently, several studies
have shown that daily suppressive antiviral therapy for HSV reduces plasma, cervical and
rectal HIV-1 levels in HIV-1 and HSV-2 infected adults2-5; a clinical trial to assess the
efficacy of this approach for reduction of sexual transmission of HIV-1 is ongoing6.
Plasma HIV-1 level has been demonstrated to be a significant biologic marker of HIV-1
transmission risk from an HIV-infected partner7, 8. Semen is the main biologic fluid for
exposure from HIV-infected men to their female and male partners during insertive sex9.
However, a direct relationship between seminal HIV-1 level and transmission has not
been shown in part due to difficulties in conducting sufficiently large, prospective studies
of HIV-1 discordant couples with collection of blood and genital samples7.
HIV-1 transmission is related to many factors10, and reductions in plasma and seminal
HIV-1 levels may lead to reduced HIV-1 infectiousness. Although prior studies have
demonstrated that HSV suppression reduces plasma, cervical and rectal HIV-1 levels, no
studies have assessed the effect of HSV suppression on seminal HIV-1 levels. We
evaluated seminal HIV-1 levels in a randomized double-blind, placebo-controlled
crossover trial among HIV-1/HSV-2 coinfected MSM that demonstrated a mean 0.33
log10 reduction in plasma HIV-1 during twice daily suppressive valacyclovir3.
Study Characteristics Study design. As previously described3, a randomized, double-blind, placebo-controlled
crossover trial of valacyclovir for HSV and HIV-1 suppression was conducted in Lima,
Peru. Briefly, participants were MSM who were >18 years old, were seropositive for
HIV-1 and HSV-2, had no history of antiretroviral use, and had a CD4 cell count >200
cells/µL per Peruvian guidelines for ART initiation at the time of study implementation3.
Exclusion criteria included current or planned therapy with antiretrovirals or antivirals for
HSV (acyclovir, famciclovir, or valacyclovir), a history of adverse reactions to these
antivirals, a history of seizures, a serum creatinine level >2.0 mg/dL, or hematocrit
The human experimentation guidelines of the US Department of Health and Human
Services and the individual institutions were followed in the conduct of the clinical
research. The institutional review boards of the University of Washington and
the Asociación Civil Impacta Salud y Educación approved the protocol.
Study medication. Valacyclovir (500 mg orally twice daily) and matching placebo were
supplied by GlaxoSmithKline. As previously described3, subjects were randomly
assigned 1:1 (valacyclovir to placebo) in blocks of 10. After 8 weeks of the initial
treatment, each participant crossed over to the alternative treatment for 8 weeks,
separated by a 2-week washout period with daily placebo. Open-label valacyclovir (1 g
orally twice daily for 3 days) was dispensed for symptomatic herpes recurrences. Four
men were treated with open-label valacyclovir for genital herpes recurrences during the
study, of which 3 occurred during placebo administration.
Study procedures. At enrollment, participants underwent a physical exam, and had blood,
semen and HSV swabs collected. Participants came to clinic 3 times a week. In addition
to anoscopy samples for HIV-1 and HSV, and blood draws reported previously, weekly
semen samples were collected into sterile containers by study participants either just prior
to the clinic visit or in a private room at the clinic. Seminal plasma was used for HIV-1
analysis and the cell component was used for CMV analysis. Participants also collected
daily swabs of genital and perianal skin at home for HSV DNA PCR, as described3.
Specimen Collection and Laboratory Procedures Blood specimens. Peripheral blood was collected into tubes containing EDTA (Becton
Dickinson) and separated within 6 h into plasma and mononuclear cells by ficoll-hypaque
gradient centrifugation. Lymphocyte subsets were determined by flow cytometry
methods in Lima. Plasma aliquots were frozen at -70° C and transported to the
University of Washington Retrovirology Laboratory. Blood plasma preparation methods
Semen specimens. Within 6 hours of collection, vials containing whole semen
specimens were frozen at -80° C. Semen samples were transported to the University of
Washington on dry ice and stored at -80 °C until tested. Vials were thawed and
microcentrifuged at 16,000g for 15 minutes to separate seminal plasma and cell
components. Seminal plasma aliquots (250 µL) were diluted 1:5 with RPMI media11 and
centrifuged for 1 h at 23,000g. The pellets were resuspended in bioMerieux lysis buffer
and extracted using the MiniMAG® Extraction system, which uses magnetic silica beads
based on the Boom® Technology (bioMerieux, Durham, NC).
HIV-1 RNA quantitation assays. HIV-1 RNA was quantified using an independently
validated TaqMan real-time RNA PCR (rt-PCR) amplification assay or the Amplicor
HIV Monitor assay (Roche Molecular Systems)3, 12. For the TaqMan assay, the lower
limit of detection (LLOD) for HIV-1 quantitation in blood plasma was 120 (2.1 log10)
HIV-1 RNA copies/mL; for the Amplicor HIV Monitor assay, the LLOD in plasma was
400 (2.6 log10) HIV-1 RNA copies/mL. In semen, LLOD were 300 and 800 copies/mL
for the Taqman real-time PCR or Roche Amplicor® Monitor, respectively.
HSV and CMV DNA Assays
DNA was extracted from each specimen. A fluorescent probe– based rt-PCR (TaqMan;
Applied Biosystems) assay was used to quantitate HSV3, 13 and CMV levels14. LLOD for
HSV detection was 2.69 log10 copies/mL and for CMV detection was 10 copies/mL.
Statistical Methods
HSV shedding rate was computed by dividing the days with detectable HSV in swabs
collected at home or in the clinic by the total days of swab collection. All analyses were
done on an intent-to-treat basis, excluding the first day of study drug administration from
each arm. Laboratory testing was performed without knowledge of treatment assignment.
For undetectable HIV-1 values, the midpoint between zero and the LLOD was used15;
quantitative HIV-1 and CMV values were log-transformed. HSV shedding was
examined as a binary variable (detected vs. not detected), as HSV DNA was detected in
only a small proportion of samples. Since CMV detection was more common, quantity
detected was retained and a sensitivity analysis was performed to examine the influence
of the values assigned to amounts below the limit of detection. There was no difference
in the outcomes between analyses done with undetectable CMV set to zero vs. when
undetectable quantities were set to a random value between 0 and the lower limit of
Linear mixed models were used to examine quantitative differences within subjects by
treatment arm, using multivariate models to evaluate the effects of co-factors. Because
HIV-1 quantity was modeled on the log10 scale, coefficients from models are
exponentiated and compared with 1 to compute percent change in HIV-1 quantity.
Statistical analysis was performed using SAS for Windows (version 9.1).
RESULTS:
The study population has been described previously3, with one subject excluded due to
persistent semen assay inhibition, so the analysis included 19 men. The median age was
39 years [range 22-45] and median CD4 count was 424 cells/μL [range 232-869]. Using
adherence data from pill counts conducted every two weeks, participants took a median
HSV and HIV-1 detection and levels
Overall, HIV-1 was detected at least once in semen samples from all 19 participants and
in 71% of 231 semen specimens (Table 1). HSV was detected in 29% and 4.4% of rectal
and anogenital swab specimens from participants on placebo and valacyclovir,
Daily valacyclovir suppression reduced the proportion of seminal samples with detectable
HIV-1 (63% of samples during valacyclovir vs. 78% during placebo, p=0.04, Table 1)
and the quantity of HIV-1 in seminal plasma (Figure 1). Mean seminal HIV-1 level
(log10 copies/mL) was 3.19 during valacyclovir and 3.48 during placebo treatment.
In a linear mixed model, the quantity of HIV-1 in semen was 0.25 log10 lower (95%CI -
0.40 to -0.10, p=0.001) during the valacyclovir arm compared with placebo, a 44%
reduction. The mean seminal HIV-1 level was reduced in 15 participants and increased
in 4 participants during valacyclovir therapy.
Effect of covariates on seminal HIV-1 levels
There was a trend towards an association between plasma HIV-1 RNA and seminal HIV-
1 levels (p=0.07), but the addition of plasma HIV-1 RNA levels to the model minimally
changed the effect of valacyclovir on seminal HIV-1 levels (0.29 log10 decrease in
seminal HIV-1 with valacyclovir; 95%CI -0.48 to -0.11, p=0.002). CD4 cell count did
not predict seminal HIV-1 levels (p=0.32). CMV was detected in 111 of 208 tested
semen samples and in at least one sample from 11of 18 men, and was not quantitatively
associated with seminal HIV-1 levels (p=0.68) or administration of valacyclovir (p=0.68;
mean CMV level=2.3 log10 on placebo and 2.1 log10 on valacyclovir).
DISCUSSION:
Our study is the first to demonstrate that suppressive valacyclovir reduced seminal HIV-1
levels in HIV-1/HSV-2 co-infected MSM with intermediate CD4 counts not receiving
ART. A 0.25 log10 reduction in HIV-1 levels in semen was observed during multiple
time points in each study arm. HSV-2 suppression studies have shown 0.3-0.5 log10
reductions in plasma HIV-1 levels, and approximately 0.3 log10 reductions in HIV-1
levels in cervical and rectal secretions2-5. Seminal HIV-1 levels may be an important
surrogate for HIV-1 infectiousness and co-factors, such as HSV-2 reactivation, likely
Inclusion of plasma HIV-1 in the linear effects model did not meaningfully alter
valacyclovir’s effect on HIV-1 shedding. This finding suggests that the association may
not be strongly linked to plasma HIV-1 level and that the male genital tract could be a
distinct virologic compartment from the blood16. An indirect mechanism of HSV-2
suppression on reduction of seminal HIV-1 levels appears most likely as HSV is rarely
detected in semen17. This mechanism requires further clarification. The dose of
valacyclovir used in this study for HSV-2 suppression is significantly lower than the
IC50 for CMV, so we did not anticipate that valacyclovir would suppress CMV.
However, given a previous report which indicated that seminal HIV-1 levels were
associated with concomitant CMV shedding18, we assessed CMV reactivation as a
covariate for seminal HIV-1 and did not find an association.
Our study was limited by the fact that we sampled only cell-free seminal plasma for HIV-
1 and cell associated HIV-1 may also be important in HIV-1 transmission. Additionally,
we examined only cell-associated CMV as a covariate due to small volumes of seminal
Recently, Butler et al. evaluated factors associated with HIV-1 transmission events in
MSM, including seminal HIV-1 level7. In that study of 47 men, plasma HIV-1 level and
HSV-2 seropositivity of the source partner were the strongest predictors of HIV-1
transmission with seminal HIV-1 level being less significant. We have shown here that
HSV suppression with the anti-herpes medication, valacyclovir, reduces seminal and
plasma HIV-1 levels, which may reduce HIV-1 infectiousness. Our findings support the
ongoing clinical trial, Partners in Prevention, which is evaluating the effect of HSV-2
suppression on HIV-1 transmission in HIV-1/HSV-2 co-infected men and women.
Author Contributions: Richard A. Zuckerman, MD, MPH, contributed to study design,
oversight and implementation, data management, analysis and drafting the manuscript.
William L.H. Whittington, PhC, contributed to study design, data and sample
management and analysis and drafting and critical edits of the manuscript. Aldo
Lucchetti, MD, contributed to study design, oversight and implementation, and critical
edits of the manuscript. Jorge Sánchez, MD, contributed to study design, oversight and
implementation, and critical edits of the manuscript. Robert W. Coombs, MD, PhD,
contributed to study design, laboratory methods and quality assurance, critical review of
analyses and contributed to critical edits of the manuscript. Amalia Magaret, PhD,
contributed to data analysis and drafting and critical edits of the manuscript. Anna Wald,
MD, MPH, contributed to study design, laboratory method development, critical review
of analyses and contributed to critical edits of the manuscript. Larry Corey, MD,
contributed to study design, laboratory method development and quality assurance,
critical review of analyses and contributed to critical edits of the manuscript. Connie
Celum, MD, MPH, contributed to study design, critical review of analyses and
contributed to critical edits of the manuscript.
Acknowledgements
The authors would like to extend their grateful appreciation to the study participants.
Additionally, the authors would like to thank Shyla Sánchez and Julio Chamochumbi for
study coordination and scheduling in Lima, Carmen Sánchez, Sofia Sánchez and Dr.
Jorge Vergara for clinical support and procedures for study participants, Dr. Rosario
Zuñiga and the laboratory team at laboratory Impacta, Drs. Jeffrey Ferris and Esmellin
Pérez for pharmacy support, Jerry Galea for technical support, Dr. Tuofu Zhu, Joan
Dragavon and the UWRL staff, Stacy Selke, Dr. Meei-Li Huang, Dr. Rhoda Ashley-
Morrow and the UW Virology Research Laboratories for support.
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Table 1: Rates of HSV and HIV-1 detection and mean HIV-1 quantities for plasma and semen samples, by treatment arm Both
† p-value represents comparison between valacyclovir and placebo Undetectable HIV-1 levels were set halfway between zero and the lower limit of detection (LLOD).
Figure 1: Graph showing the percent of semen samples in each treatment arm stratified by seminal HIV RNA level in a randomized, double-blind placebo-controlled crossover trial in 19 men. Valacyclovir treatment is associated with lower detection rate and lower seminal HIV-1 levels. Each bar represents the percent of samples in each treatment arm stratified by seminal HIV-1 level (placebo, N=113 samples.; and valacyclovir, N=117samples).
Figure Legend: Undetectable HIV-1 levels were set halfway between zero and the lower limit of detection (LLOD), hence some values are below the LLOD for our assays.
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